Self invested personal pensions

Sipp contribution limits
Before 5 April 2006:
Same as for all other personal pension contributions
17.5% - 40% of your ‘net relevant earnings’ depending on your age
All contributions subject to an earnings cap of £105, 600

After 6 April 2006:
Contributions across all pensions in aggregate, up to £215,000 (2006-07)
Tax relief on up to 100 pc of your net relevant earning

Lifetime allowance (LTA)
The LTA, the maximum aggregate total for all your pension arrangements is £1.5m for 2006-07 tax year
Any pension funds over this amount will be subject to 55 pc tax, where the excess is taken as cash and 25 pc where this is taken as income.

Taking benefits before 5 April 2006
At age 50 or over you can take up to 25 pc of the fund as tax free cash and apply the balance of the fund to purchase an annuity. Alternatively, you can do ‘income draw down’ - whereby you take up to 25 pc tax free cash and draw an income from the remaining fund each year. The latter must be within certain limits laid down by the Government Actuary’s Department, but is roughly equivalent to between 35 pc and 100pc of that payable by a standard, level, annuity payable to someone your age

Taking benefits after 6 April 2006
At Age 50 (age 55 from 2010) you can take up to 25 pc tax free cash (a maximum of £375,000) and apply the balance of the fund to purchase an annuity. Alternatively, you can take an ‘unsecured pension’ which is a more flexible version of income draw down. You can take between 0 and 120 pc of a single life level annuity.

After age 75:
You can purchase an annuity, or you can take an ‘alternatively secured pension’ which allows you to draw between 0 and 70 pc of a single life level annuity payable to someone aged 75.

Investment choice before 5 April 2006
You can invest in equities, fixed interest securities, , debentures and other loan stock, warrants (for equities), permanent interest bearing shares, convertible securities, futures and options, authorised unit trusts, tax exempt unauthorised unit trusts that do not hold residential property, investment trusts, OEICs, insurance company managed funds, endowment policies, deposit accounts, commercial property, UCITS, ground rents.

Investment choice after 6 April 2006
Sipps will be able to invest in all of the currently approved (pre-A-Day) investments, however the so-caller "exotic investments" such as fine wines, race horses, stamp collections, yachts and residential property, such as buy to lets, holiday homes and your principal private residence, which were to be allowable after A-Day, April 6th 2006, have no now lost their tax advantages and are no longer suitable for inclusion in your Sipp.

However, regarding what was considered to be the most exciting new investment opportunity, residential Buy-to-Let property, this has also been disallowed but there are opportunities to invest in collective residential property funds which are run by some of the large property investment companies and insurance companies. For further details please contact your adviser.

Tax on property investments
On property investments within a Sipp which you use yourself, you must either pay a full market rental or a benefit in kind tax at 40pc.

Existing property which you transfer into your Sipp will have to be sold and purchased by the Sipp, incurring capital gains tax on sale (except where you are selling your principal private residence) and stamp duty on purchase.

If you purchase a foreign property, you will still be liable to local income tax, capital gains and property taxes.

Borrowing for property investment
Before 5 April 2006:
Up to 75 pc of purchase price, including purchase costs

After 6 April 2006:
50 pc of fund value

Sipp costs
There are a large number of Sipp providers offering everything from just online share trading and mutual fund investment, to full blown Sipps offering the full range of permitted investments, including commercial property. Costs vary enormously according to the level of service and range of investments required. See table for details. Most, but not all, Sipps will charge a set up fee, an annual management charge, dealing charges for any investment made and various fees for other services such as transfers-in, valuations and statements.

Inheritance tax (IHT) before 5 April 2006
If you take income drawdown and die before age 75, you may be able to pass your pension fund to your estate net of 35 pc tax, but free of IHT, providing the policy was written in trust. By age 75, you must have bought an annuity, which will probably escape IHT.

IHT after 6 April 2006
Before age 75

If you die before age 75, while taking an ‘unsecured pension,’ you may be able to pass your fund to your estate free of IHT, but with a 35 pc tax deduction. But your executors will have to show that you did not deliberately deprive your estate of income by failing to buy an annuity. The taxman could challenge your executors if you lived off the tax free lump sum and never drew any income from the fund

After age 75
If you die after age 75, while taking an ‘alternatively secured pension,’ (ASP) your estate is likely to face some form of IHT, although the exact form and amount has yet to be announced although for details of the proposed basis, see ‘Family Sipps’
If you buy an annuity, this is likely to escape IHT

Family Sipps and IHT
If you leave your pension fund to other members of your family who hold a Sipp with the same provider, you can bequeath your fund to them but there will be an IHT charge. The proposed basis for charging IHT on bequeathed pension fund transfers is to assume that the deceased had bought a 10 year guaranteed annuity, instead of drawing an ASP. For example, if the fund at death was worth £100,000, this would buy a 10 year guaranteed annuity of around £9,000 a year for a 75 year old male. The value of the 10 instalments would be around £81,000 in today’s money (assuming a discount for inflation of 2.5pc ), so £81,000 would be added to the estate for IHT purposes. For those dying after age 75, the annuity rate is likely to be higher, so a higher sum would be added to the estate. The older the deceased, the more likely the taxable sum will tend towards the pension fund’s value.

Disclaimer: HMRC has yet to announce the exact amount and way in which IHT will apply but it is expected to along the lines of the proposals outlined above.

Tax relief before 5 April 2006
At your marginal rate of tax on contributions up to:
% Earnings Age
17.5% up to age 35
20% 36-45
25% 46-50
30% 51-55
35% 56-60
40% 61 and over
All subject to an earnings cap of £105,600

Tax relief after 6 April 2006
Annually, the greater of £3,600 and 100 per cent of taxable earnings may be paid as tax relievable contributions up to £215,000 in tax year 2006-07
No minimum of maximum limit on employer contributions
But, any contributions, made by either yourself or your employer, in excess of £215,000 will be taxed at 40pc, payable by yourself.

Choices at retirement
Before 5 April 2006
Take up to 25 pc of fund as tax free cash and use remainder to buy an annuity
Take income draw down (see taking benefits for details)

After 6 April 2006
Take up to 25 pc of fund as tax free cash and use remainder to buy an annuity
Take an ‘unsecured pension’ (UP) up to age 75
After age 75, take an ‘alternatively secured pension’ or ASP (see Taking Benefits for details of UP and ASP)

Annuities
Before 5 April 2006
Choice of annuity includes level, increasing by set %, inflation linked, guaranteed for 5 or 10 years, investment linked (unit linked or with profits), limited period annuity (for 5 years), joint or single life.

After 6 April 2006
All of the above, plus flexible annuities which will allow one-off increases in payment (to pay for nursing home fees), and Value protected (money back) annuities which returns the unused portion of your fund to your estate, less a 35 pc tax deduction. Limited period annuities will allow you to buy a fixed term, 5 year annuity with part of your fund, while leaving the remainder invested in an Unsecured Pension.

Death benefits after 6 April 2006
Lump sum payments must be tested against the deceased’s unused Lifetime Allowance (LTA) which will be £1.5m for pension funds in tax year 2006-07
A tax charge of 55 is payable on any excess paid over the LTA
Any tax due on a lump sum death benefit is the liability of the recipient

Pension Term assurance
Before 5April 2006
term assurance contributions (premiums) are capped at 10 pc of your pension contributions
If you cannot afford to continue paying into your pension, you have to suspend your term assurance premiums as well.
Tax relief is at your marginal rate

After 6 April 2006:
You can pay as much as you want in term assurance premiums (providing you don’t exceed the £215,000 annual pension contribution limit or the £1.5m lifetime allowance or LTA)
This is because your term assurance premiums will count towards your pension contribution limit of £215,000 (2006-07) and the LTA of £1.5m
Full tax relief on all term assurance premiums at your marginal rate

Protecting your pension
Pension funds in excess of £1.5m (the lifetime allowance, or LTA) will be taxed at 55 pc (called a recovery charge) where the excess if taken as cash and 25 pc where taken as taxable income).
You can protect your fund through either primary protection or enhanced protection
You can register your pension fund for protection up to 5 April 2009, although it is advisable to do so before 5 April 2006.
You should take advice on which form of protection is appropriate

Primary and enhanced protection
Primary protection
Primary protection is for those whose funds are valued at, or are likely to be over, £1.5m on 6 April 2006.
It protects the fund already accrued and allows it to grow in line with increases in the LTA.

Enhanced protection
Available to anyone, regardless of the size of their fund
It allows you to protect not only the current value but also any growth in the fund, due to future investment returns. But you must cease all contributions to all pension plans you hold from 6 April 2006.
Any further contributions will automatically void your enhanced protection and primary protection will apply.

How do I choose a suitable Sipp?
First consider the following:
Which type of investments do you want to place in your pension and how often do you expect to trade in shares?
Will you want to do property purchase?
Check the size of funds you have to transfer into your Sipp to get started
How much do you intend to contribute each month?
Do you want an online account?
Do you want advice on the investments you make?
See an independent financial adviser who will be able to direct you to an appropriate adviser

need help or advice

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